开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

Joanne🍒 · 2023年04月30日

道德

这题目有问题吧。long stock + short put 高风险交易策略啊,怎么都不用告诉用户的??



No.PZ2020021002000195 (选择题)

来源:

For the past two weeks, Greene, the fund manager, has been buying a lot of common shares in Company Denali Limited and short put options on this stock at the same time. Greene did not inform his clients of the above transactions, although they knew the strategies used by the fund to generate returns. Which of the following statements is most likely to be correct?

您的回答D, 正确答案是: A

A

did not violate the Code.

B

manipulating the price of company A’s securities violates the Code.

C

operating transactions without disclosing them to customers is a violation of the Code.

D

不正确there is no reasonable and sufficient basis for the transaction, which violates the Code.

hjk · 2023年04月30日

老师讲过基金经理只有告诉投资者投资策略就行,但具体的操作不用告诉。

1 个答案

品职答疑小助手雍 · 2023年05月01日

同学你好,hjk同学说的没有问题哈~

  • 1

    回答
  • 0

    关注
  • 216

    浏览
相关问题