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苏苏1124 · 2023年04月02日

请问老师这道题什么意思,包含什么知识点?

NO.PZ2018062009000063

问题如下:

Q. The Standards of Practice Handbook provides guidance:

选项:

A.

regarding the penalties incurred as a result of ethical violations.

B.

to which all CFA Institute members and candidates must adhere.

C.

through explanatory material and examples intended to be all inclusive.

解释:

B is correct.

The Standards of Practice Handbook provides guidance to which CFA Institute members and candidates are required to adhere.

A is incorrect because the Handbook provides guidance in understanding the interconnectedness of the aspirational and practical principles (not regarding penalties for violations) of the Code of Ethics and Standards of Conduct.

C is incorrect because although the Standards of Practice Handbook provides hypothetical but factual situations, the explanatory material and examples are not intended to be all inclusive.

请问老师这道题什么意思,包含什么知识点?

1 个答案

王暄_品职助教 · 2023年04月03日

这题考察的是第一章节中,Ethics的定义,即Ethics中的要求是所有会员和考试必须遵守的。