NO.PZ2018062009000066
问题如下：
Q. As stated in the revised 11th edition, the Standards of Professional Conduct:
选项：
A.require supervisors to focus on the detection and prevention of violations.
adopt separate ethical considerations for programs such as CIPM and Investment Foundations.
address the risks and limitations of recommendations being made to clients.
解释：
C is correct. Given the constant development of new and exotic financial instruments and strategies, the standard regarding communicating with clients now includes an implicit requirement to discuss the risks and limitations of recommendations being made to clients.
A is incorrect because the updated standard for members and candidates with supervision or authority over others within their firms stresses broader compliance expectations, which include the detection and prevention aspects of the original version that was the prior focus.
B is incorrect because the updated standard not only maintains the integrity of the CFA Program but also expands the same (not separate) ethical considerations when members or candidates participate in such programs as the CIPM Program and the Investment Foundations Certificate.
RT
