开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

Captain America · 2023年01月03日

请问B是什么意思?

NO.PZ2018062009000069

问题如下:

Q. A CFA Institute member would violate the standard for material nonpublic information by:

选项:

A.

conducting price distortion practices.

B.

inappropriately causing others to act.

C.

inadequately maintaining investment records.

解释:

B is correct. Under Standard II.A Material Nonpublic Information, members having material nonpublic information that could affect the value of an investment must not cause others to act on the information.

A is incorrect because price distortion is mentioned in the Standard II.B Market Manipulation, not Standard II.A Material Nonpublic Information.

C is incorrect because the maintenance of appropriate records to support investment analyses is noted in Standard V.C Record Retention, not Standard II.A Material Nonpublic Information.

请问B是什么意思???

2 个答案
已采纳答案

王暄_品职助教 · 2023年01月04日

请问B的解释是什么意思?

II(A)这条说明:拥有可能影响投资价值的重大非公开信息的CFA会员或考生不得导致其他人根据该信息采取行动。

王暄_品职助教 · 2023年01月04日

不恰当地使他人采取行动。

Captain America · 2023年01月04日

请问B的解释是什么意思?

  • 2

    回答
  • 1

    关注
  • 525

    浏览
相关问题

NO.PZ2018062009000069问题如下 Q. A CFA Institute member woulviolate the stanrfor materinonpublic information by: A.concting pristortion practices.B.inappropriately causing others to act.C.inaquately maintaining investment recor. B is correct. Unr StanrII.A MateriNonpublic Information, members having materinonpublic information thcoulaffethe value of investment must not cause others to aon the information. A is incorrebecause pristortion is mentionein the StanrII.B Market Manipulation, not StanrII.A MateriNonpublic Information. C is incorrebecause the maintenanof appropriate recor to support investment analyses is notein StanrV.C RecorRetention, not StanrII.A MateriNonpublic Information. 为啥选B,不明白逻辑

2024-07-31 10:31 1 · 回答

NO.PZ2018062009000069 问题如下 Q. A CFA Institute member woulviolate the stanrfor materinonpublic information by: A.concting pristortion practices. B.inappropriately causing others to act. C.inaquately maintaining investment recor. B is correct. Unr StanrII.A MateriNonpublic Information, members having materinonpublic information thcoulaffethe value of investment must not cause others to aon the information. A is incorrebecause pristortion is mentionein the StanrII.B Market Manipulation, not StanrII.A MateriNonpublic Information. C is incorrebecause the maintenanof appropriate recor to support investment analyses is notein StanrV.C RecorRetention, not StanrII.A MateriNonpublic Information. A为什么不对呢

2023-07-31 12:49 1 · 回答

NO.PZ2018062009000069 问题如下 Q. A CFA Institute member woulviolate the stanrfor materinonpublic information by: A.concting pristortion practices. B.inappropriately causing others to act. C.inaquately maintaining investment recor. B is correct. Unr StanrII.A MateriNonpublic Information, members having materinonpublic information thcoulaffethe value of investment must not cause others to aon the information. A is incorrebecause pristortion is mentionein the StanrII.B Market Manipulation, not StanrII.A MateriNonpublic Information. C is incorrebecause the maintenanof appropriate recor to support investment analyses is notein StanrV.C RecorRetention, not StanrII.A MateriNonpublic Information. 我的理解是说你获得重大非公开信息,如果没有做好头寸记录,可能会违反这条,所以为什么不选C?麻烦解答一下,谢谢

2023-01-22 22:53 1 · 回答