开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

Captain America · 2023年01月03日

请问B是什么意思?

NO.PZ2018062009000064

问题如下:

Q. Which of the following statements best describes an aspect of the Professional Conduct Program process?

选项:

A.

Inquiries are not initiated in response to information provided by the media.

B.

Investigations result in Disciplinary Review Committee panels for each case.

C.

Investigations may include requesting a written explanation from the member or candidate.

解释:

C is correct. When an inquiry is initiated, the Professional Conduct staff conducts an investigation that may include requesting a written explanation from the member or candidate.

A is incorrect because Professional Conduct inquiries can be initiated in response to information provided by the media. CFA Institute staff may become aware of questionable conduct by a member or candidate through the media, regulatory notices, or another public source.

B is incorrect because although the Disciplinary Review Committee (DRC) is responsible for enforcement of the Code and Standards in conjunction with the Professional Conduct Program (PCP), only in the event that a member or candidate does not accept the charges and proposed sanction is the matter referred to a panel composed of DRC members.

请问B是什么意思??

1 个答案
已采纳答案

王暄_品职助教 · 2023年01月04日

调查结果是panel对于每一个case公布的结果;错误,因为只有当CFA会员或考生对于调查结果不满的时候,panel才会介入,并不是每一个case都是有panel介入

  • 1

    回答
  • 0

    关注
  • 477

    浏览
相关问题

NO.PZ2018062009000064问题如下 Q. Whiof the following statements best scribes aspeof the ProfessionConProgrprocess? A.Inquiries are not initiatein response to information provithe mea.B.Investigations result in sciplinary Review Committee panels for eacase.C.Investigations minclu requesting a written explanation from the member or cante. :C is correct. When inquiry is initiate the ProfessionConstaff concts investigation thminclu requesting a written explanation from the member or cante.A is incorrebecause ProfessionConinquiries cinitiatein response to information provithe meCFA Institute staff mbecome aware of questionable cona member or cante through the meregulatory notices, or another public source.B is incorrebecause although the sciplinary Review Committee (is responsible for enforcement of the Co anStanr in conjunction with the ProfessionConProgr(PCP), only in the event tha member or cante es not accept the charges anproposesanction is the matter referreto a panel composeof C members. ​请问这个题目和问的是什么,有些看不懂

2024-01-31 17:36 1 · 回答

NO.PZ2018062009000064问题如下 Q. Whiof the following statements best scribes aspeof the ProfessionConProgrprocess? A.Inquiries are not initiatein response to information provithe mea.B.Investigations result in sciplinary Review Committee panels for eacase.C.Investigations minclu requesting a written explanation from the member or cante. :C is correct. When inquiry is initiate the ProfessionConstaff concts investigation thminclu requesting a written explanation from the member or cante.A is incorrebecause ProfessionConinquiries cinitiatein response to information provithe meCFA Institute staff mbecome aware of questionable cona member or cante through the meregulatory notices, or another public source.B is incorrebecause although the sciplinary Review Committee (is responsible for enforcement of the Co anStanr in conjunction with the ProfessionConProgr(PCP), only in the event tha member or cante es not accept the charges anproposesanction is the matter referreto a panel composeof C members. 请问A哪里错了?

2023-06-05 17:29 2 · 回答

NO.PZ2018062009000064 Investigations result in sciplinary Review Committee panels for eacase. Investigations minclu requesting a written explanation from the member or cante. : C is correct. When inquiry is initiate the ProfessionConstaff concts investigation thminclu requesting a written explanation from the member or cante. A is incorrebecause ProfessionConinquiries cinitiatein response to information provithe meCFA Institute staff mbecome aware of questionable cona member or cante through the meregulatory notices, or another public source. B is incorrebecause although the sciplinary Review Committee (is responsible for enforcement of the Co anStanr in conjunction with the ProfessionConProgr(PCP), only in the event tha member or cante es not accept the charges anproposesanction is the matter referreto a panel composeof C members. 老师,这题什么意思啊?这个知识点是在哪里讲到的?关于题干和提到的那两个组织有更多需要掌握的内容么?

2022-02-01 11:47 1 · 回答