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Captain America · 2023年01月03日

请问B是什么意思?

NO.PZ2018062009000064

问题如下:

Q. Which of the following statements best describes an aspect of the Professional Conduct Program process?

选项:

A.

Inquiries are not initiated in response to information provided by the media.

B.

Investigations result in Disciplinary Review Committee panels for each case.

C.

Investigations may include requesting a written explanation from the member or candidate.

解释:

C is correct. When an inquiry is initiated, the Professional Conduct staff conducts an investigation that may include requesting a written explanation from the member or candidate.

A is incorrect because Professional Conduct inquiries can be initiated in response to information provided by the media. CFA Institute staff may become aware of questionable conduct by a member or candidate through the media, regulatory notices, or another public source.

B is incorrect because although the Disciplinary Review Committee (DRC) is responsible for enforcement of the Code and Standards in conjunction with the Professional Conduct Program (PCP), only in the event that a member or candidate does not accept the charges and proposed sanction is the matter referred to a panel composed of DRC members.

请问B是什么意思??

1 个答案
已采纳答案

王暄_品职助教 · 2023年01月04日

调查结果是panel对于每一个case公布的结果;错误,因为只有当CFA会员或考生对于调查结果不满的时候,panel才会介入,并不是每一个case都是有panel介入

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