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一大 · 2022年12月31日

C为什么不对

NO.PZ2018062009000062

问题如下:

Which of the following responses most completely represents an ethical principle of CFA Institute as outlined in the Standards of Practice Handbook?

选项:

A.

Individual professionalism

B.

Responsibilities to clients and employers

C.

Ethics involved in investment analysis and recommendations

解释:

A is correct.

Within the Standards of Practice Handbook, CFA Institute addresses ethical principles for the profession in the following Standards: individual professionalism; integrity in capital markets; responsibilities to clients, responsibilities to employers; ethics involved in investment analysis, recommendations, and actions; and possible conflicts of interest. B is incorrect because it represents, and combines, two ethical principles, those relating to the Standards “Duties to Clients” and “Duties to Employers. ” C is incorrect because the ethical principle (and Standard) relating to ethics in investment analysis and recommendations also includes actions.

如题

2 个答案
已采纳答案

笛子_品职助教 · 2023年01月03日

嗨,从没放弃的小努力你好:


那b错在哪呢,也是因为不够完整(漏了对资本市场的责任吗,还是表述不当,必须和 “Duties to Clients” and “Duties to Employers. ” 一样,不能把这两条合成成一条


原文是integrity in capital markets; responsibilities to clients, responsibilities to employers

B犯了两个错误。

一是少了一条,不够完整。

二是要分开表述responsibilities to clients, responsibilities to employers,而不能合起来表述为Responsibilities to clients and employers。


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ditto · 2023年10月16日

为什么不能合并表述responsibilities和Duties.. 语义上分开和合并是没有区别的呀

笛子_品职助教 · 2023年01月03日

嗨,从没放弃的小努力你好:


这道题问:以下哪项回答最完整地代表了《执业标准手册》中概述的CFA协会的道德原则?

C选项说:投资分析和建议中涉及的道德规范。


C是不正确的,原文是:ethics involved in investment analysis, recommendations, and actions;

含义是:与投资分析和建议中的道德相关的道德原则(和标准)也包括行动。


C少了actions,所以不正确。它的错误在于,不够完整(most completely)

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