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lch1000 · 2018年04月16日

问一道题:NO.PZ201604030300004402 第2小题 [ CFA III ]

* 问题详情,请 查看题干

问题如下图:

    

选项:

A.

B.

C.

解释:



这题答案没什么疑问,想给教研组反映一下习题课里何老师把题干的5w看成了50w在讲,如果accountplus的限制是50w,则客户的30w不符合suitability,答案应该发生变化。希望教研组审阅查证。


1 个答案
已采纳答案

韩韩_品职助教 · 2018年04月16日

谢谢同学!我们会向老师反映的。

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NO.PZ201604030300004402 问题如下 2. When recommenng Brown convert to a PlusAccount, es Klein violate any CFA Institute Stanr? A.No. B.Yes, relating to suitability. C.Yes, relating to reasonable basis. A is correct.Klein es not violate CFA Stanr when recommenng a PlusAccount to Brown. His actions comply with StanrIII(—Loyalty, Prunce, anCare; StanrIII(—Suitability; anStanrV(—ligenanReasonable Basis. require he scloses the fee structure. Baseon the fee structure anBrown’s annucommissions, the PlusAccount appears to a suitable investment vehicle. converting to PlusAccount status, Brown will incur annufee of $5,750 ansave approximately $6,400 in annubrokerage commissions. The potentisavings of approximately $650 provis a reasonable basis for recommenng PlusAccount status. 老师,这个知识点学过吗?现在考吗没有印象啊

2022-08-23 16:14 1 · 回答

自己问老师好,何老师讲了答案中5750的计算方法,请教下答案中的另外两个数字是怎么得来的,分别是6400,和650。谢谢

2020-10-31 16:31 2 · 回答

Yes, relating to suitability. Yes, relating to reasonable basis. A is correct. Klein es not violate CFA Stanr when recommenng a PlusAccount to Brown. His actions comply with StanrIII(—Loyalty, Prunce, anCare; StanrIII(—Suitability; anStanrV(—ligenanReasonable Basis. require he scloses the fee structure. Baseon the fee structure anBrown’s annucommissions, the PlusAccount appears to a suitable investment vehicle. converting to PlusAccount status, Brown will incur annufee of $5,750 ansave approximately $6,400 in annubrokerage commissions. The potentisavings of approximately $650 provis a reasonable basis for recommenng PlusAccount status.做这道题还需要自己计算一下哪个佣金更便宜吗?考场上这样好浪费时间呀

2020-09-18 16:33 1 · 回答