NO.PZ202208160100000603
问题如下:
The Tumultuan Commerce Board (TCB) is most likely a:
选项:
A.government agency. B.independent regulator. C.self-regulating organization (SRO).解释:
SolutionB is correct. The TCB is given its power to enforce regulations by government statute, yet it is not funded by the government, making it an independent regulator.
A is incorrect. The TCB is empowered by government statute but is not funded by the government as would be the case for a government agency.
C is incorrect. Although the SCA has the characteristics of an industry-specific SRO, the TCB is not an SRO because of the variety of industries and range of fees involved and its power to enforce regulations.
一直没太弄清楚independent regulators和SOR以及non-SRO之间的明确的区别,这道题的这个选项也没看明白,麻烦老师讲解谢谢