When Vanderon asks about fees, Klein explains that the fund’s management fees are 25 bps higher than those of her existing investments. He adds, “Because of your PlusAccount status, you won’t incur a brokerage commission for this transaction even though I will receive a referral fee if you invest in the fund.”
When recommending the mutual fund to Vanderon, does Klein violate any of the CFA Institute Standards?
A No
B Yes, relating to suitability
C Yes, relating to referral fees
答案:C
这里是因为没有披露介绍费具体为多少吗