NO.PZ201604030300004706
问题如下：
6. According to CFA Institute Standards, Riser is not required to disclose to clients his:
选项：
A.holdings of the Japanese equity product.
B.relationship with the Swibank subsidiary.
C.compensation from the Swibank subsidiary.
解释：
C is correct.
Standard VI(A) —Disclosure of Conflicts requires that members and candidates make full and fair disclosure of all matters that could reasonably be expected to impair their independence and objectivity or interfere with respective duties to their clients, prospective clients, and their employer. Riser’s holdings of the Japanese equity product and his position on the board of the subsidiary could impair his objectivity and must be disclosed to clients. He need not disclose his compensation from the subsidiary because it is not a referral fee.
为什么不披露B，他在子公司的职务。
我记得这个case，前面问题老师回答说过，客户不在乎你在哪个子公司公司，对他们来说都一样
