NO.PZ201604030300005005
问题如下:
5. Does Schmidt violate the CFA Institute Asset Manager Code of Professional Conduct in his interaction with consultants?
选项:
A.
No.
B.
Yes, only with respect to confidentiality.
C.
Yes, only with respect to business relationships that could affect independence.
解释:
B is correct.
Schmidt violated Code A-2 by revealing Sastre’s hiring of SZR and its special fee discount.
就算没有这句but asks that its hiring of SZR not be made public。也要保密客户关系吧?