NO.PZ2019052001000034
问题如下:
Different risk management activities are usually performed by different people. Which of the following risk management is performed by internal and external audits or third parties?
选项:
A.Validation.
B.Verification.
C.Calculate potential losses.
D.Calculate extreme losses
解释:
B is correct.
考点:Verification of the operational risk management systems
解析:Verification是由内部审计和/或外部审计进行,并在它的执行过程中,也可能有合格第三方的参与。verification需要定期做一次。而validation是确保模型的输入、模型的准确、模型的处理过程以及模型的输出在一定程度上是正确的。这两个概念要区分清。
我记得老师在课上说validation是针对整个体系ORMF的,而verification是针对ORMS的