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徐威廉 · 2022年06月09日

这题两个都应该选择yes啊

* 问题详情,请 查看题干

NO.PZ201604030300004202

问题如下:

2. Is Nano’s statement with respect to adoption of the CFA Institute Code of Ethics and Standards of Professional Conduct and the CFA Institute Asset Manager Code of Professional Conduct, respectively, correct?

选项:

CFA Code and Standard
CFA Institute Asset Manager Code of Professional Conduct

A.

No
No

B.

No
Yes

C.

Yes
No

解释:

B is correct.

The CFA Code and Standards apply to individual members and candidates of CFA Institute, but firms are encouraged to adopt the Code and Standards as part of their firm code of ethics. The CFA Institute Asset Manager Code of Professional Conduct has been drafted specifically for firms.

第一,code and standard只能约束个人,nano说的作为公司不能遵守,这句话是对的吧?应该选yes

第二,公司应该遵守AMC这个也没问题,也选yes。

所以正确答案应该是两个yes啊

1 个答案
已采纳答案

王暄_品职助教 · 2022年06月10日

公司可以 adopt CFA code and standard作为员工守则去约束员工。的确Code and Standard是约束个人的,但公司可以参考code and standard 去约束自己的员工,完全OK。

所以针对Code and standard的那句话错误。

徐威廉 · 2022年06月14日

Namely: 1. code and standard 本来是约束个人的准则,公司可以参考他去约束自己的员工,本题里说的很清楚,as a firm,他不能遵守,并没有说要去约束员工; 2.AMC,用来约束公司的,按这么说,也可以是公司用来约束个人的咯? 所以不论AMC还是code and standard都可以即约束个人又约束公司?

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NO.PZ201604030300004202 问题如下 2. Is Nano’s statement with respeto aption of the CFA Institute Co of EthianStanr of ProfessionConanthe CFA Institute Asset Manager Co of ProfessionConct, respectively, correct? CFA Co anStanrFA Institute Asset Manager Co of ProfessionCon A.NoNo B.NoYes C.YesNo B is correct.The CFA Co anStanr apply to invimembers ancantes of CFA Institute, but firms are encourageto apt the Co anStanr part of their firm co of ethics. The CFA Institute Asset Manager Co of ProfessionConhbeen aftespecifically for firms. 这里可以理解为CFA Co anStanr在公司和个人层面,都可以去遵守。因为,公司层面可以理解为让公司员工去遵守?但是如果单纯是公司层面就只能遵守CFA Institute Asset Manager Co of ProfessionConct了?第二句怎么理解?为什么不能change?

2024-08-02 18:44 1 · 回答

No Yes Yes No B is correct. The CFA Co anStanr apply to invimembers ancantes of CFA Institute, but firms are encourageto apt the Co anStanr part of their firm co of ethics. The CFA Institute Asset Manager Co of ProfessionConhbeen aftespecifically for firms.这道题答案应该是两个yes。

2020-10-11 21:56 1 · 回答

Although Markoe Aisors, a firm, cannot apt the CFA Institute Co of EthianStanr of ProfessionCon为什么这句话是对的

2020-07-01 17:26 1 · 回答

 \"Although Markoe Aisors, a firm, cannot apt the CFA Institute Co of EthianStanr of ProfessionConct“ 这句话说的而也是对的吧,CFA Institute Co of EthianStanr of ProfessionConct是针对个人的准则,不适用于firm。两个都是yes才对啊

2020-03-13 00:14 2 · 回答