Which of the following statements clearly conflicts with the recommended procedures for compliance presented in the CFA Institute Standards of Practice Handbook?
A Firms should disclose to clients the personal investing policies and procedures established for their employees.
B Prior approval must be obtained for the personal investment transactions of all employees.
C For confidentiality reasons, personal transactions and holdings should not be reported to employers unless mandated by regulatory organizations.
1.老师说过，个人的交易是向雇主披露的，为什么这里不披露？
2. 还有就是需要向客户披露吗
