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一只可爱的猪 · 2022年05月22日

课后题R32的问题

1、Which of the following statements is correct under the Code and Standards?

A CFA Institute members and candidates are prohibited from undertaking

independent practice in competition with their employer.

B Written consent from the employer is necessary to permit independent

practice that could result in compensation or other benefits in competition

with a member’s or candidate’s employer.

C Members and candidates are prohibited from making arrangements or

preparations to go into a competitive

C错再哪里??为什么选B

2/

Cannan has been working from home on weekends and occasionally saves correspondence

with clients and completed work on her home computer. Because

of worsening market conditions, Cannan is one of several employees released

by her firm. While Cannan is looking for a new job, she uses the files she saved

at home to request letters of recommendation from former clients. She also

provides to prospective clients some of the reports as examples of her abilities.

A Cannan violated the Code and Standards because she did not receive permission

from her former employer to keep or use the files after her employment

ended.

B Cannan did not violate the Code and Standards because the files were created

and saved on her own time and computer.

C Cannan violated the Code and Standards because she is prohibited from

saving files on her home computer.

为什么不选C?

3 个答案

王暄_品职助教 · 2022年05月23日

不是不能把公司的文件带回家?或者在私人电脑里储存吗

可以的,协会没有要求禁止,这是正常现象。

王暄_品职助教 · 2022年05月22日

因为C说的是:C同学因为在私人电脑了存储文件而违反了准则。完全可以在私人电脑里存储文件,但离职的时候要删除。

王暄_品职助教 · 2022年05月22日

因为我们完全可以在在职期间去做准备,协会的并没有禁止preparation

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